We handle all aspects of broker-customer issues, from providing advice regarding a customer or registered representative complaint before a claim is filed through, if necessary, trial and the appellate process. We successfully defend claims of churning, unsuitability, misrepresentations and omissions, unauthorized trading, sales practice violations, failure to supervise, and alleged violations of state and federal securities laws. We are proficient in arbitrating cases that involve financial products, having represented local, national, and international clients in broker and registered representative disputes before state and federal courts, FINRA, and the American Arbitration Association.